-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BpgivMu0PhvksbaVbELraoXMc3AGmvmo7dH7WU3ouduZfY+vNFfEz6ZiBo3EDPux Pky5S4YjnNurTeue6Y/6eA== 0000950134-97-000788.txt : 19970221 0000950134-97-000788.hdr.sgml : 19970221 ACCESSION NUMBER: 0000950134-97-000788 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970210 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GADZOOKS INC CENTRAL INDEX KEY: 0000924140 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FAMILY CLOTHING STORES [5651] IRS NUMBER: 742261048 STATE OF INCORPORATION: TX FISCAL YEAR END: 0127 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-45617 FILM NUMBER: 97522100 BUSINESS ADDRESS: STREET 1: 4801 SPRING VALLEY STE 108B CITY: DALLAS STATE: TX ZIP: 75244 BUSINESS PHONE: 2149915500 MAIL ADDRESS: STREET 1: 4801 SPRING VALLEY ROAD SUITE 108B CITY: DALLAS STATE: TX ZIP: 75244 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PHILLIPS SMITH SPECIALTY RETAIL GROUP II LP CENTRAL INDEX KEY: 0000837651 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 752266393 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 5080 SPECTRUM DRIVE STREET 2: STE 700 WEST CITY: DALLAS STATE: TX ZIP: 75248 BUSINESS PHONE: 9723870725 MAIL ADDRESS: STREET 1: 5080 SPECTRUM DRIVE STREET 2: STE 700 WEST CITY: DALLAS STATE: TX ZIP: 75248 SC 13G 1 SCHEDULE 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 --------------- SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 1) Gadzooks, Inc. -------------------------------------------------- (Name of Issuer) Common Stock, $.01 Par Value -------------------------------------------------- (Title of Class of Securities) 36255310 -------------------------------------------------- (CUSIP Number) --------------- PAGE 1 OF 4 2 CUSIP No. 36255310 --------- - -------------------------------------------------------------------------------- (1) Names of Reporting Persons Phillips-Smith Specialty Retail Group II, L.P. S.S. or I.R.S. Identification Nos. of Above Persons - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a member of a Group (a) _______________ (See Instructions) (b) _______________ - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Citizenship or Place of Organization Texas - -------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Power -0- Beneficially Owned by (6) Shared Voting Power -0- Each Reporting Person (7) Sole Dispositive Power -0- With (8) Shared Dispositive -0- Power - -------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each -0- Reporting Person - -------------------------------------------------------------------------------- (10) Check box if the Aggregate Amount in Row 9 Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row 9 0 - -------------------------------------------------------------------------------- (12) Type of Reporting Person PN (See Instructions) - -------------------------------------------------------------------------------- PAGE 2 OF 4 3 Item 1(a) Name of Issuer. Gadzooks, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 4801 Spring Valley Road, Suite 108B Dallas, Texas 75244 Item 2(a) Name of Person Filing. Phillips-Smith Specialty Retail Group II, L.P. Item 2(b) Address of Principal Business Office, or, if none, Residence. 5080 Spectrum Drive, Suite 700 West, Dallas, Texas 75248 Item 2(c) Citizenship or Place of Organization. Texas Item 2(d) Title of Class of Securities. Common Stock Item 2(e) CUSIP Number. 36255310 Item 3 Reporting Person. Inapplicable Item 4 Ownership. See Items 5 through 11 on page 2 Item 5 Ownership of Five Percent or Less of a Class. Inapplicable PAGE 3 OF 4 4 Item 6 Ownership of More than Five Percent on Behalf of Another Person Inapplicable Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Inapplicable Item 8 Identification and Classification of Members of the Group. Inapplicable Item 9 Notice of Dissolution of Group. Inapplicable Item 10 Certification. Inapplicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 7, 1997 PHILLIPS-SMITH SPECIALTY RETAIL GROUP II, L.P. By: Phillips-Smith Management Company, L.P., General Partner By: /s/ G. Michael Machens ------------------------------------ Name: G. Michael Machens Title: General Partner PAGE 4 OF 4 -----END PRIVACY-ENHANCED MESSAGE-----